David Guin

External publications

• 'Family Office Compensation Considerations: An Introduction to the Lawyer's Perspective on Incentivizing and Compensating Key Leadership of a Family Office,' FFI Practitioner - November 5, 2024, co-author

• 'The 3 Types of UHNW Clients and How to Serve Them,' ALM Think Advisor - September 1, 2023, quoted

• 'Archegos implosion could lead to family-office regulation,' InvestmentNews - April 8, 2021, quoted

• 'The Corporate Transparency Act: A new US federal reporting requirement for beneficial owners of US entities,' Withers Insight - January 4, 2021, co-author

• 'SEC proposes significant increase to reporting threshold on Form 13F for institutional investment managers,' Withers Insight - July 21, 2020, co-author

• 'Your lenders have called - What should you do now? Insights for US businesses navigating the impact of the coronavirus,' Withers Insight - May 5, 2020, co-author

• 'Global Law Firm Withers' Family Office Group Advises Ultra-Rich,' __ Bloomberg Law - June 25, 2019, quoted

• 'Checklist of routine annual and other activities to be completed by voluntary filers,' Withers article - December 2017, co-author

• 'International witholding tax- What fund lawyers need to know,' Lexis Practice Advisor - November 2017, co-author

• 'Preparing to transition your business to a leader from outside the family', Family Business Magazine - May-June 2015

• 'Top five regulatory concerns for family offices', Bloomberg Brief: Family Office Special Report - June 2014, co-author

• 'The complete family office handbook: A guide for affluent families and the advisors who serve them' - January 2014, chapter co-author

• 'Cross-border investing and taxes', Investments & Pensions Asia - March/April 2013

• 'A regulatory countdown', Private Wealth - January 2012, co-author

• 'Analyzing the family office rule', New York Law Journal - January 2012, co-author

• 'US securities alert - Large trader reporting - New rule 13h-1', Withers Bergman LLP Briefing Notes - August 2011

• 'US Securities and Exchange Commission issues final rule: Are you a foreign private adviser?', Withers Bergman LLP Briefing Notes - June 2011, co-author

• 'US Securities and Exchange Commission issues final rule: Federal vs. state regulation of investment advisers', Withers Bergman LLP Briefing Notes - June 2011, co-author

• 'US Securities and Exchange Commission issues final rule: Private fund adviser exemptions', Withers Bergman LLP Briefing Notes - June 2011, co-author

• 'SEC issues greatly expanded definition of family office', Withers Bergman LLP Briefing Notes - June 2011, co-author

• 'How will Dodd-Frank affect me?', STEPJournal, March 2011

• 'Dodd-Frank and rules on foreign private advisor exemption', Offshore Red - December/January 2010/11