Business man looking up at the New York Stock Exchange

> Experience > Sectors and focus areas > Financial services

Financial services lawyers

Our lawyers have a wealth of experience navigating complex global financial markets, even through the most challenging periods of turbulence and restructuring. Whether you're protecting your finances or futureproofing your business, we can help.

Whether you are a financial institution or professional navigating global financial markets, the challenges you face have never been greater.

With extensive experience worldwide, applying both international and local knowledge, our global team gives practical advice regarding the complex financial services landscape. We can help you protect, secure, and future proof your financial position, business, career and reputation.
 

Quality advice and experience

Our banking and finance experts have a wealth of experience advising borrowers, acting for successful individuals and families particularly in respect of real estate, art, aircraft and shipping finance. On the lending side, we work with many high-profile creditors, such as banks, suppliers and venture capitalists to assist with lending transactions globally. In Singapore, we represent a wide range of financial institutions in the state, including 80% of major insurance companies, all banks with a Singapore headquarter and over 70% of major regional and international banks who run their business in the bustling financial hub.
 
With the rise of FinTech and crypto assets, you may require advice in relation to digital regulation. We frequently advise on government approaches to regulating cryptocurrency and the rapidly changing landscape. Wherever you are and whatever your situation, we give pragmatic advice on how to navigate state, country and international law in this area.
 

Resolving complex disputes

Businesses and professionals have many rules to adhere to when conducting their work. Whether you are involved in a mis-selling or breach of contract claim, misrepresentation or breach of regulatory rules, we are recognized for our ability to handle complex disputes for both individuals and businesses. 

Our team of regulatory, civil fraud and white collar defense and investigations lawyers work together to ensure that every angle is carefully considered and assessed. With a former senior market participant and in-house adviser to the Financial Services Authority (FSA) as part of the team, we are able to give unique industry insight into the operation and regulation of the banking sector. 
 

Global reach

Operating across the US, Asia-Pacific and the UK, we combine knowledge of financial markets and worldwide regulations with a thorough understanding of business structures and extensive experience in financial services matters. 

We have acted alongside various worldwide authorities including the US Department of Justice (DOJ), the US Attorney’s Offices, US Securities and Exchange Commission (SEC), UK Financial Conduct Authority (FCA), the UK Serious Fraud Office (SFO), National Crime Agency (NCA), and the Money Authority of Singapore, among many others. This breadth of knowledge and experience allows us to advise you swiftly and effectively.

The Credit Suisse AT1 Bond crisis - 5 things investors need to know

Credit Suisse AT1 Bond crisis

How we can help

Track record

Belgian funder

Represented a Belgian funder in a dispute with Chinese counterparties over a financial investment in a Cayman Islands' incorporated company that was meant to go public. All disputes to be resolved by arbitration in Hong Kong is to be administered by the Hong Kong International Arbitration Centre.

Defending the holders of USD$200 million in bonds

We successfully represented the holders of US bonds to the value of USD$200 million in lawsuits against a rating agency and an indenture trustee of a private placement.

International hedge fund asset-tracing

Acting for BVI court-appointed liquidators of multiple hedge funds, leading cross-border team, seeking recognition and recovery of assets in Hong Kong, Switzerland, Monaco, Channel Islands, Bahamas and US.

Multi-billion dollar hedge fund

Represented high-profile Managing Member of multi-billion dollar hedge fund in litigation involving the termination of an analyst.

€225 million construction financing in Croatia

Advising a syndicate of banks in connection with the €225 million financing for the construction of part of a motorway linking Zagreb to Gorican in Croatia.

Asian Sovereignty fund

Advised an Asian sovereignty fund in its proposed acquisition of a state-owned PRC property development company through open bidding at an equity exchange.

Credit Suisse First Boston LLC

Represented Credit Suisse First Boston LLC, as an initial purchaser, in the underwritten Rule 144A private offering of US$25 million 10% Senior Notes Due 2012 of PetroQuest Energy, Inc.

US$150 million Russian dispute

Advised a Russian corporation in a dispute to a value of over US$150 million in relation to cancelled Credit Linked Notes

Targetti Sankey SpA

We advised Targetti Sankey SpA in a €242 million syndicated loan to assist in the acquisition of the Danish lighting company Louis Poulsen Lighting A/S.

Art theft case for underwriters

Following the alleged theft of nine old master paintings from a European art gallery, we represented insurance underwriters in a fraud claim relating to the art work, and resulting in a successful settlement.

Bringing misselling and breach of contract claims against bank

In a case involving claims of misrepresentation, breach of contract, breach of duty in tort, and misselling of an interest rate swap, we are representing a family-owned property investment company seeking substantial damages from a major UK bank.

Negligence claim for hedge fund exit advice

Our client suffered losses when they engaged a law firm to advise on their exit from the partnership of a hedge fund. We represented him on a claim of more than £5 million against the law firm for negligent advice.

Professional negligence claim for interest rate swap deal

A world renowned hotel entered into an interest rate swap with several banks, but ended up suffering significant losses. The hotel's owners approached us to pursue the law firm who represented them in a professional negligence claim. The case was listed for a five week High Court trial, but we arranged a settlement before the trial commenced.

Representing Bar Mutual and its clients

We were a longstanding adviser to Bar Mutual, advising the organisation on claims by the barristers it represents, or on third party proceedings brought by solicitors facing professional negligence claims. We also directly advised barristers protected by Bar Mutual.

Successful financial services senior executive

Withers was called on to act for a well-known managing partner of an international investment firm when his reputation was under threat. Our robust approach to reputation management prevented the filing of false statements in a form U-5 (Uniform Termination Notice for Securities Industry Registration) that would have had a detrimental effect on his future career and earnings.

Hedge fund founders

When the founding principals of two of London's largest hedge funds turned to Withers for help devising a more integrated approach to tax structuring in the UK and US, our international knowledge and global reach made us ideally placed to help. We came up with the most efficient strategy and also advised them on effective estate planning, whether or not they stayed in the funds.

International hedge fund asset-tracing

Acting for BVI court-appointed liquidators of multiple hedge funds, leading cross-border team, seeking recognition and recovery of assets in Hong Kong, Switzerland, Monaco, Channel Islands, Bahamas and US.

Asian Sovereignty fund

Advised an Asian sovereignty fund in its proposed acquisition of a state-owned PRC property development company through open bidding at an equity exchange.

International hedge fund asset-tracing

Acting for BVI court-appointed liquidators of multiple hedge funds, leading cross-border team, seeking recognition and recovery of assets in Hong Kong, Switzerland, Monaco, Channel Islands, Bahamas and US.

€225 million construction financing in Croatia

Advising a syndicate of banks in connection with the €225 million financing for the construction of part of a motorway linking Zagreb to Gorican in Croatia.

Targetti Sankey SpA

We advised Targetti Sankey SpA in a €242 million syndicated loan to assist in the acquisition of the Danish lighting company Louis Poulsen Lighting A/S.

Art theft case for underwriters

Following the alleged theft of nine old master paintings from a European art gallery, we represented insurance underwriters in a fraud claim relating to the art work, and resulting in a successful settlement.

Bringing misselling and breach of contract claims against bank

In a case involving claims of misrepresentation, breach of contract, breach of duty in tort, and misselling of an interest rate swap, we are representing a family-owned property investment company seeking substantial damages from a major UK bank.

Representing Bar Mutual and its clients

We were a longstanding adviser to Bar Mutual, advising the organisation on claims by the barristers it represents, or on third party proceedings brought by solicitors facing professional negligence claims. We also directly advised barristers protected by Bar Mutual.

Successful financial services senior executive

Withers was called on to act for a well-known managing partner of an international investment firm when his reputation was under threat. Our robust approach to reputation management prevented the filing of false statements in a form U-5 (Uniform Termination Notice for Securities Industry Registration) that would have had a detrimental effect on his future career and earnings.

Hedge fund founders

When the founding principals of two of London's largest hedge funds turned to Withers for help devising a more integrated approach to tax structuring in the UK and US, our international knowledge and global reach made us ideally placed to help. We came up with the most efficient strategy and also advised them on effective estate planning, whether or not they stayed in the funds.

Defending the holders of USD$200 million in bonds

We successfully represented the holders of US bonds to the value of USD$200 million in lawsuits against a rating agency and an indenture trustee of a private placement.

International hedge fund asset-tracing

Acting for BVI court-appointed liquidators of multiple hedge funds, leading cross-border team, seeking recognition and recovery of assets in Hong Kong, Switzerland, Monaco, Channel Islands, Bahamas and US.

Credit Suisse First Boston LLC

Represented Credit Suisse First Boston LLC, as an initial purchaser, in the underwritten Rule 144A private offering of US$25 million 10% Senior Notes Due 2012 of PetroQuest Energy, Inc.

Hedge fund founders

When the founding principals of two of London's largest hedge funds turned to Withers for help devising a more integrated approach to tax structuring in the UK and US, our international knowledge and global reach made us ideally placed to help. We came up with the most efficient strategy and also advised them on effective estate planning, whether or not they stayed in the funds.

US$150 million Russian dispute

Advised a Russian corporation in a dispute to a value of over US$150 million in relation to cancelled Credit Linked Notes

Our team

Andrew Wass

Andrew Wass

Partner | London

Andrew Wass

Partner | London

Litigation and arbitration

View Profile
Elaine Aarons

Elaine Aarons

Partner | London

Elaine Aarons

Partner | London

Employment

View Profile
Harvey Knight

Harvey Knight

Partner | London

Harvey Knight

Partner | London

Litigation

View Profile
Ivan A. Sacks

Ivan A. Sacks

Partner | New York

Ivan A. Sacks

Partner | New York

Private client and tax

View Profile
Meriel Schindler

Meriel Schindler

Partner | London

Meriel Schindler

Partner | London

Employment

View Profile
Polly Chu

Polly Chu

Partner | Hong Kong

Polly Chu

Partner | Hong Kong

Corporate

View Profile
Stephen Ross

Stephen Ross

Partner | London

Stephen Ross

Partner | London

Litigation and arbitration

View Profile

Insight

Join the club

We have lots more news and information that you'll find informative and useful. Let us know what you're interested in and we'll keep you up to date on the issues that matter to you.

Sign up here

Typical clients and industries include

Microphone in front of audience of people

Leaders and senior executives

We help business leaders to manage their responsibilities at work and home – from advising on employment contracts and regulatory matters, to dealing with tax, wills and prenuptial agreements. Find Out More
Professional advisors explaining something on laptop

Professional advisors

We can help you to provide the robust and reliable service that your clients expect. We’ll also be in your corner for personal matters and protecting your interests if professional issues arise. Find Out More
Ariel view of Toronto by night

Withers tech

With offices in innovation hubs from Cambridge, UK to Cambridge, MA, our technology and venture capital team regularly support startups and spinouts, helping them to scale, expand and thrive. Find Out More

Get in touch

Our website will give you a flavour of the advice we provide - if you would like to talk to us for more information, please contact our client services team who will be happy to assist.

Get in touch